How to Conduct an ACH Compliance Audit

Join us for an insightful session delving into the nuances of conducting effective ACH Compliance audits. Discover essential criteria and best practices that define a successful audit, including a detailed exploration of common findings, and challenges faced during the audit process. Speaker, Caitlyn Mullins, AAP, APRP, NCP - Lead Advisor of NEACH Payments Group, will equip attendees with the knowledge and resources to ensure an effective ACH Audit.

Key Topics Covered:

• Audit Execution and Techniques: Navigate audit topics, testing approaches, and documentation practices essential for conducting a thorough ACH audit.
• Audit Reporting and Follow-Up: Understand the importance of clear and concise audit reporting, including findings communication, management responses, and corrective action planning.

Common Findings & Hot Topics: Explore common findings such as authorization requirements, inadequate documentation, and improper use of Return Reason Codes. And develop a better understanding of hot topics such as WSUDs vs. Stop Payments or how to incorporate the new Rules into your ACH Audit.